Asset Management One Co., Ltd

Disclaimer

  1. Asset Management One Co., Ltd.
  2. Disclaimer

General Disclaimers

Asset Management One Co., Ltd. is licensed and registered in Japan, and operates this website （hereinafter referred to as "site"） under the jurisdiction of Japanese laws and ordinances. Content information may not apply to non-resident investors.

This site is provided for information purposes only and is not intended as a recommendation or an offer or solicitation for the purchase or sale of any securities or other financial instruments. The opinions expressed in this site do not constitute investment advice. Any such offer would be made only after a prospective participant had completed its independent investigation of the securities, instruments, or transactions and received all information it required to make its investment decision.

Although the information provided on this site, including links to third party sites, is obtained or compiled from sources that Asset Management One believes to be reliable, Asset Management One cannot and does not guarantee the accuracy, adequacy, completeness or validity of the information and materials contained in these pages.

The financial products discussed in this site may not be suitable for all investors. In no event shall Asset Management One be liable for any use by any party of, for any decision made or action taken by any party in reliance upon, or for any inaccuracies or errors in, or omissions from, the information contained herein and such information may not be relied upon by any party in evaluating the merits of participating in any transaction mentioned herein.

Asset Management One makes no representation as to the legal, tax, credit, or accounting treatment of any transactions mentioned herein, or any other effects such transactions may have on you and your affiliates or any other parties to such transactions and their respective affiliates to enter into any transaction.

The performance shown is for information only and is not necessarily indicative of future performance. All information and opinions expressed in this site are current as of production and are subject to change without notice. Asset Management One does not undertake any obligation to update such information or opinions. Asset Management One is not liable for any loss arising from the inaccuracy of the said information and materials in this site.

Copyright （c） Asset Management One Co., Ltd. All Rights Reserved.

Detailed Disclaimers

Investment Advisory Service Financial Product Fees and Expenses

Investment advisory service financial product fees and expenses for discretionary and advisory accounts include the following:

Investment Management Fees:

  • Base Fees: no more than 2.052% per annum （including tax）*
  • Performance Fees: In some cases, based on agreements concluded between Asset Management One Co., Ltd. and the client, management fees may be linked to performance results.

Other fees:

  • Depending on the actual content of discretionary investment contracts with investors, Asset Management One Co., Ltd. may sometimes purchase investment trust products or conduct derivative transactions based on discretionary investment considerations. In such cases, there may be variable additional costs incurred, including investment trust management fees and derivative transaction execution fees. In such cases, total investment management costs may also vary.
  • Other expenses such as brokerage fees and custodial fees for foreign currency denominated securities may also be incurred. Audit costs and trust-related expenses may also be incurred as a result of investment trust purchases based on discretionary investment considerations. [Amounts may vary according to investment management status, and cannot be stated in advance.]

*Note:Fee rates shown are maximum applicable rates for strategies and funds that Asset Management One Co., Ltd. manages or advises. Actual fees vary according to contract and strategy. Contact Asset Management One Co., Ltd. for further details about strategy and fund fees and costs.

Investment Advisory Service Financial Product Risks

Securities and other instruments （stocks, government bonds, corporate debentures, real estate investment trusts, investment trust securities, etc.） are expected to experience price fluctuations, and such fluctuations may cause the value of discretionary and advisory account assets under management to fall below their value at time of purchase. As such, neither purchase price principal nor any specific dividend yield or performance rate is guaranteed. The purchaser shall assume responsibility for any losses incurred.

Major risks related to our investment strategies include the following:

  • Price Volatility Risk:

    Prices of stocks and securities are known to fluctuate widely and such price fluctuations in individual stocks and the stock market overall may contribute to a decline in the value of assets under management.

  • Securities Selection Risk:

    Securities selection may contribute to a decline in the value of assets under management irrespective of overall securities market trends.

  • Liquidity Risk:

    An inability to execute trades at the most advantageous time due to low trading volume may contribute to a decline in the value of assets under management.

  • Credit Risk （Stocks）:

    In such a case when the issuer of the stock goes into financial difficulty or default etc, invested assets may become unrecoverable. Additionally, in the case when the issuer is expected to go into such situation, the price of the stock issued by the issuer will decline and it may be the factor for the depreciation in the assets under management.

  • Interest Risk:

    Bond prices generally fall as interest rates rise, and such price fluctuations may contribute to a decline in the value of assets under management.

  • Credit Risk （Fixed Income）:

    Invested assets may become unrecoverable if issuers of corporate／sovereign bonds, commercial paper or short-term financial instruments become insolvent or experience calamitous declines in creditworthiness. Market anticipation of such declines may also contribute to a decline in the value of assets under management.

  • Foreign Currencies Risk:

    Fluctuations in the currency market may have an impact on the value of assets under management. As a result, investors may suffer losses arising from foreign exchange fluctuations. Investment in foreign currency denominated assets may also be affected by regional political and economic conditions, currency and capital regulations and other factors that may contribute to a decline in the value of assets under management.

  • Country Risk:

    Financial market turbulence caused by country-specific political, economic or regulatory changes may constrain fund management and contribute to a decline in the value of assets under management.

  • Derivative Risk:

    Some products may include derivatives in their investment strategy. In such cases, declining or low correlation with underlying hedged products, liquidity risks, margin deposit losses, leverage risks and other factors may contribute to a decline in the value of assets under management.

Investment Trust Product Fees and Expenses

  • Subscription fee: Application fee, maximum 3.78% （tax included） **
  • Investment trust reserve expense: maximum 0.5%
  • Conversion fee : public and corporate bonds in investment trust product and green public and corporate bonds in investment trust product, maximum 108 yen （tax included）** per 10,000 unit according to the subscription date
  • Other conversion fee: NA
  • Fees indirectly imposed during investment holding period: Trust fee, maximum 2.052% per annum （tax included）
  • Other fees: Fees to be defrayed by the investor based on the holding period and factors other than the aforementioned. Refer to the prospectus issued for each investment trust product for specific details.
　

**Note: A general investment trust product is assumed with regard to the fees and expenses items stated above.
The fee rates included herein are the maximum rates for the respective fees withheld on investment trusts managed by Asset Management One Co., Ltd.
When tax law is revised, a commission including tax etc. may be changed.

Investment Trust Product Risks

Investment trusts invest in domestic／foreign securities such as stocks, corporate bonds, real estate investment trusts and other instruments with price fluctuations. Purchase amount principal is not guaranteed, and the unit value of invested assets is subject to trading price and exchange rate fluctuations that may contribute to a decline in the value of assets under management.

Each investment trust has different characteristics and risks associated with it due to differences in asset class, countries invested in, applicable regulations, security market conditions and other factors. Refer to the prospectus issued for each investment trust product for specific details.

Registration No.:Director of Kanto Local Finance Bureau （Financial Instruments Firms） No.324
Member of Investment Management Association of Japan

Contact Us

Head Office

Tekko Building, 1-8-2 Marunouchi, Chiyoda-ku, Tokyo 100-0005, Japan

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Asset Management One Co., Ltd

Important Disclosure Information

It is important that you read this notice carefully before proceeding to the Asset Management One Ltd. (‘Asset Management One’) website. This notice contains legal and regulatory information which governs your access and use of the website. By accessing the website you are indicating that you have read and accepted the terms of this notice.

Asset Management One and other entities of the Asset Management One group mentioned on this website are brands and/or trademarks of the Asset Management One group and/or affiliate companies, subject to trademarks and other rights owned by third parties. Unless otherwise stated, the entire website is copyright protected. It is not permitted to reproduce, in whole or in part, transmit (by electronic means or otherwise), to modify, to make links to this website or to use this website for public or commercial purpose without the prior approval of Asset Management One.

The Asset Management One website is subject to regular update and revision. Site materials should only be considered current as of the date of initial publication appearing thereon, without regard to the date on which you may access the information.

The information is not intended for use by, or distribution to, persons or entities who are retail clients within the meaning of the rules of the financial regulators or for use by, or distribution to, persons or entities in any jurisdiction where such distribution or use would be contrary to local law or regulation. All users accessing this site do so of their own volition and are responsible for compliance with applicable laws and regulations.

The material contained in the Asset Management One website has been prepared for informational purposes only without regard to any particular user's investment objectives, financial situation, or means, and Asset Management One is not soliciting any action based upon it. No investment decision should be entered into on the basis of, and no reliance should be placed on, the information on the Asset Management One website. Under no circumstances should anything in this website be construed as investment advice. Nothing in this website should be regarded as an offer or solicitation to deal in any investment in any jurisdiction in which such an offer, solicitation, or dealing would be illegal. Any client relationship will only be established after appropriate client opening procedures have been completed.

Asset Management One hereby expressly disclaims any and all warranties, express, statutory or implied, regarding the Asset Management One website and site materials and any results to be obtained from the use of the Asset Management One website, including but not limited to all warranties arising from course of performance, course of dealing and usage of trade or their equivalents under the law of any jurisdiction. Asset Management One does not warrant or guarantee the accuracy, timeliness, suitability, completeness or availability of the Asset Management One website or the information or results obtained from use of the Asset Management One website, or that the Asset Management One website or the site materials or results will be free from error, including any viruses, bugs or other harmful components.

Under no circumstances and under no theory of law, whether tort, contract, strict liability or otherwise, shall Asset Management One be liable to anyone for any damages resulting from access or use of or inability to access or use this website regardless of whether they are direct, indirect, special, incidental, or consequential damages of any character, including damages for trading losses or lost profits, or for any claim or demand by any third party, even if Asset Management One knew or had reason to know of the possibility of such damages, claim or demand.

Past performance should not be taken as an indication or guarantee of future performance, and no representation or warranty, express or implied is made regarding future performance. Opinions and estimates reflect a judgment at original date of publication by Asset Management One, and are subject to change. The value and income of any investments mentioned on the Asset Management One website can fall as well as rise, and may be affected by exchange rate fluctuations between currencies. An investor may not get back the amount originally invested.

The information on this website may not be copied reproduced or distributed to others without the express permission of Asset Management One.

The Asset Management One website may contain links to or from other websites or pages which may contain material that has been supplied by independent parties not associated with Asset Management One. Following links to or from any other websites or pages shall be at the user's risk and Asset Management One accepts no responsibility for material provided or any such website or page and any opinions or recommendations expressed on such other sites or pages are not opinions or recommendations of Asset Management One.

For U.S. investors

The information on this website is not intended for U.S. investors. Nothing on this website should be construed as an offer to buy or sell securities.